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SUITABILITY RULES BASED ENGINE
Could your stand up to MiFID II requirements?
“When providing investment advice, the investment firm shall, before the transaction is made, provide the client with a statement on suitability in a durable medium specifying the advice given and how that advice meets the preferences, objectives and other characteristics of the retail client” MiFID-II – Article 25
Continue reading “SUITABILITY RULES BASED ENGINE”
Gli effetti dell’uscita della Gran Bretagna dall’Eurozona sugli investimenti IT
A sei mesi compiuti dal referendum a favore dell’uscita del Regno Unito dall’Unione europea, c’è ancora incertezza su quando e come cambieranno i rapporti tra Europa e UK.
Nel consueto appuntamento con Advisor Private, ho condiviso alcuni spunti di riflessione sulle tematiche principali che, in questa situazione, sono al centro dell’attenzione di tutti gli operatori finanziari, sia in Europa che in UK: l’evoluzione normativa e la volatilità dei mercati. Continue reading “Gli effetti dell’uscita della Gran Bretagna dall’Eurozona sugli investimenti IT”
MiFID II e comunicazione: sfida digitale per le banche private
È un appuntamento a cui tengo particolarmente quello con Advisor Private, il trimestrale con cui collaboriamo all’interno della rubrica The future is tomorrow. Continue reading “MiFID II e comunicazione: sfida digitale per le banche private”
Time to Take Action About Information Technology Challenges from MiFID II
MiFID II will introduce many information technology challenges. Continue reading “Time to Take Action About Information Technology Challenges from MiFID II”
(Just) Thinking About MiFID II?
With the announcement of a one year delay to the introduction of the revised Markets in Financial Instruments Directive (MiFID II), coupled with the fact that the regulation is yet to be finalised, some firms are yet to start thinking of the impact of MiFID II on their organisation. Continue reading “(Just) Thinking About MiFID II?”
Collaboration and Crafting Software to Help Financial Institutions to Regain Trust and Be MiFID II Compliant
MiFID II, that is going to be enforced from beginning of 2018 after a couple of delays, doesn’t come from nowhere. It’s in fact an answer from the European Commission to the big debt crisis in 2009, when a lot of final users lost confidence and trust in banks, largely because of the opacity of investment proposal and the risk to spend to get bad bonds in exchange. Continue reading “Collaboration and Crafting Software to Help Financial Institutions to Regain Trust and Be MiFID II Compliant”
The Mighty Ongoing Charges Figure in the Quest to Fulfill MiFID 2
The way – our way, in our products, like Eximius – to keep Total Cost of Ownership under control is to compute and present the direct costs over a rolling period of twelve months, as we wrote weeks ago. Continue reading “The Mighty Ongoing Charges Figure in the Quest to Fulfill MiFID 2”